Links to Regulatory Agencies

FINRA	Financial Industry Regulatory Authority
FINRA Broker Check	BrokerCheck
MSRB	Municipal Securities Rule Making Board
NASDAQ	The NASDAQ Stock Exchange
NYSE EuroNext	NYSE EuroNext, Intercontinental Exchange
Options Clearing	Options Clearing Corporation
Securities and Exchange Commission	The United States Securities and Exchange Commission
SIFMA	The Securities Industry and Financial Markets Association
SIPC	Securities Investors Protection Corporation

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